Clearing and Custody for Modern Innovators

Whether you’re a startup, an industry titan, or somewhere in between — our clearing and custody engine is here to help.

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170+ Clients

581M+ Total trades in 2023*

158 Countries

With active investors (across 6 continents)

5 Asset Classes

Of traditional securities

$123B+ Assets under custody

From Onboarding to Reporting

A secure platform and capital structure that administers your customer investment accounts from real-time onboarding and funding, to custody, trading, clearing, and cost basis and tax.






Cost-Basis & Tax Reporting

Clearing & Custody Solutions

Real-Time Account Onboarding

Apex performs a myriad of compliance and technology functions about as fast as your new investors can type. We can remove friction so you can optimize conversion rates.

Scalable Compliance and Fraud-Protection Checks

  • Identity Verification
    KYC and AML Protocols for both US and non-US investors
  • Investor Screening
    For OFAC and sanctions lists and negative news
  • Trade Monitoring
  • Fraud Reporting

20+ Account Types*

  • Individual, Joint, Custodial, Retirement
  • Individual Margin Accounts
  • Institutional
  • Trust and Entity
  • And more

Learn More About Our Capabilities

Account Service

Apex Fintech Solutions can manage back-end account service, and maintenance while you focus on acquiring new customers and delivering a meaningful experience for investors.

Financial Crime Monitoring. Daily account monitoring for sanctions, negative news, money laundering, fraud, and more. Backed by our compliance and risk management platforms, and the expertise of our team of industry veterans.

Corporate Actions. Whether it’s a stock split, an acquisition, or an optional dividend, we have you covered. We’re monitoring the markets for corporate actions and executing them on your behalf. You manage your investor relationships while we manage “the street.”

Proxy Statements. Your environmentally-conscious, digital-first investors can opt-in to electronic proxy statements, or receive them by mail.* Either way, we have it covered.

Account Statements and Updates. We deliver online account statements quarterly or monthly, depending on each investors’ profile. And we’ll record their address changes, opt-in changes, and any other account updates.

* There is a charge for paper notifications.

Regulatory Cost Basis and Tax Reporting

Automate your investors’ regulatory cost-basis calculations and tax forms with Apex Silver’s SaaS solutions.

It’s a lot harder than you might think, requiring advanced data cleansing and normalization, sophisticated trade tracking, and ensuring proper cost-basis calculations.

Deliver pre-filled tax forms, so your investors can spend time investing, not reconciling trades and filling out forms.

Learn about our Cost Basis and Tax Solutions

Data Storage and Analytics

Query your own custom data sets and stream them in real-time to run your brokerage or wealth management firm. Apex data warehouse provides performant, scalable, secure solutions so that you can manage your books and records storage. It enables data reconciliation and data retention so that you can manage your regulatory requirements.

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