Legal
Apex Clearing Futures Disclosures
Commodity Futures Trading Commission Regulation 1.55 Disclosures
Customer Risk Disclosure for Futures and Options
Futures Supplement to FOCUS Report
Download Futures Supplement to FOCUS Report in PDF format.
| October 2024 | September 2024 | August 2024 | July 2024 |
| June 2024 | May 2024 | April 2024 | March 2024 |
| February 2024 | January 2024 | December 2023 | November 2023 |
| October 2023 |
Daily Futures Disclosures
The daily Statement of Segregation Requirements and Funds in Segregation for Customers Trading on U.S. Exchanges for the most current 12-month period is available here:
Financial Summary
A summary schedule of Apex Clearing’s adjusted net capital, net capital, and excess net capital as of the month-end for the 12 most recent months can be downloaded here:
The most recent audited annual Apex Statement of Financial Condition can be found on the Disclosure page of this website:
https://apexfintechsolutions.com/legal/disclosures/
Financial information regarding Apex Clearing, including how Apex Clearing invests and holds customer funds, may be obtained from the National Futures Association at the following link:
https://www.nfa.futures.org/BasicNet/basic-profile.aspx?nfaid=l46QDyMcnhU%3D
Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission at the following link:
https://www.cftc.gov/MarketReports/financialfcmdata/index.htm